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Pearl Harbor and 9/11: How Surprise Attacks Changed US History Forever

Pearl Harbor and 9/11
Image: Creative Commons.

Where will the next 9/11 fall?  This question dominated American security thinking for the seventy years prior to September 11, 2001. The answer is likely less surprising than we think.

12/7 and 9/11

The US national security state experienced two shocks seventy years apart that effectively recreated our systems of intelligence and preparation. The differences between September 11 and December 7 remain stark; one was a terrorist attack, the other a strike against military units. December 7 resulted in a long, costly great power war that was nevertheless successfully concluded with a decisive victory.  September 11 resulted in a series of costly, indecisive, and ultimately unsatisfying conflicts.

Despite the closure offered by the successful execution of a war-winning campaign, December 7 had an immense and enduring effect on US strategic culture. In 1947 the US restructured its security institutions in order to prevent another December 7.  The need to do so was driven not just by the disaster of the Japanese attack, but also by the belief that nuclear weapons would make another such attack much more devastating. The reforms included most notably the creation of a permanent intelligence community, a step that most European countries adopted in the early 20th century but that the United States had resisted. They also included the creation of a Department of Defense which could better coordinate activity across land, sea, and air.

There was no similar reconstruction of US security institutions after September 11. The changes made were mostly cosmetic and generally inconsequential to the functioning of the security state. The biggest legacy of 9/11 is less the institutional structure of government and more the reach of the state into society. This was driven as much by technological change (the explosion of social media and the digitization of social and economic life) as by intentional state policy, but still resulted in a costly extension of the power of the state, costs that were largely born by vulnerable populations.

The reforms of 1947 and the extension of those reforms in 2001 may or may not have accomplished their goal; the expected catastrophes never occurred, although whether they were prevented or simply never all that likely is a different matter. But in the long term, another shock to the system is inevitable.  What might the next 9/11 look like?

Sometimes It’s Who You Most Suspect

Neither 12/7 or 9/11 should have been shocking.  The US knew that war with Japan was likely and that Tokyo would strike the first blow in 1941 or 1942. Washington was acutely aware of the threat of Al Qaeda terrorism in 2001, even if the attention of the government had drifted. What surprised the United States was not that the blows fell, but rather the magnitude of their impact.

War with China is unpleasant to contemplate, but it is not impossible.  The tactical and political conditions of the Western Pacific suggest that if war were to begin over Taiwan or for some other reason, China would very likely draw first blood.  It would be nearly impossible from a political point of view for the United States to initiate military operations against the PRC. While the alliance structure of the Western Pacific is not nearly as institutionalized as that of NATO, the diplomatic fallout of US aggression would be devastating. Moreover, the destruction of US bases and aircraft carriers in a surprise attack would give China the freedom to seize Taiwan or whatever other target it has in mind. Thus, as in 1941, the US must prepare to weather the first blow; in some sense, it has become China’s job to make that blow as intense as possible, and the US job to minimize its effects.

But Sometimes It’s Not

For two generations Americans expected that war with the Soviet Union could begin at any time, and that it would likely begin with a devastating nuclear attack against the American homeland. Military analysts believed that Moscow might launch a surprise conventional offensive through the Fulda Gap, hoping to rapidly overrun NATO forces and throw the US off the continent. For their part, the Soviets worried constantly about a decapitating nuclear attack that would destroy the leadership in Moscow, effectively a nuclear version of the events of June 22, 1941.

Pearl Harbor and 9/11

President George W. Bush talks with Secretary of Defense Donald Rumsfeld Saturday, Sept. 15, 2001, during a break from a National Security Council meeting at Camp David in Thurmont, Md. Photo by Eric Draper, Courtesy of the George W. Bush Presidential Library.

Preparation for a surprise is always sensible, but both the US and the USSR paid enormous costs in order to minimize the impact of an attack. They arguably made the world more dangerous by placing their military forces on hair-trigger alert, meaning that a single mistake could have had unthinkably devastating consequences.

Parting Thoughts 

The United States was not prepared for either December 7 or September 11, although in both cases it probably should have been. The next catastrophe will not come from an unknown assailant, but rather in an unexpected way with unexpected effects. At the same time, Washington must be cognizant that over-preparing for the next shocking attacks carries a different set of costs.  There is no easy answer to this dilemma; it is an enduring problem of national security statecraft.

Now a 1945 Contributing Editor, Dr. Robert Farley is a Senior Lecturer at the Patterson School at the University of Kentucky. Dr. Farley is the author of Grounded: The Case for Abolishing the United States Air Force (University Press of Kentucky, 2014), the Battleship Book (Wildside, 2016), and Patents for Power: Intellectual Property Law and the Diffusion of Military Technology (University of Chicago, 2020).

Written By

Dr. Robert Farley has taught security and diplomacy courses at the Patterson School since 2005. He received his BS from the University of Oregon in 1997, and his Ph.D. from the University of Washington in 2004. Dr. Farley is the author of Grounded: The Case for Abolishing the United States Air Force (University Press of Kentucky, 2014), the Battleship Book (Wildside, 2016), and Patents for Power: Intellectual Property Law and the Diffusion of Military Technology (University of Chicago, 2020). He has contributed extensively to a number of journals and magazines, including the National Interest, the Diplomat: APAC, World Politics Review, and the American Prospect. Dr. Farley is also a founder and senior editor of Lawyers, Guns and Money.

2 Comments

2 Comments

  1. Slack

    September 10, 2021 at 8:25 pm

    The US played a double game in the months before pearl. Enough said. The end justified the foggy means.

    Similarly, bush had had a bigger fish to fry on the eve of 9/11. It certainly gave him the chance to say ‘mission accomplished’.The end justified the foggish means.

    Now, a very similar game to both the above is being set up but this time right up on china’s coast, no less.

    Us warships, warplanes and spyplanes roar up and down, even inside chinese fleets on exercises right off its area. What do you think. China has a FAR greater legit claim on taiwan than US can ever have on puerto rico or even its existing list of the very little little itsy bitsy barely known islands in the pacific.(US Minor Outlying Islands, Baker Island, Howland Island, Pagan Island, etc, etc).

    Humans seldom learn from past and history likes to repeat past events.

  2. Jimmy John Doe

    September 11, 2021 at 2:34 am

    The incidents or attacks at pearl and new york cannot really be classified as surprise attacks as US had ample knowledge of the string of events prior and leading to the attacks in both incidents.

    Well before Dec 7, both UK and US had already broken jap diplomatic codes and on the eve of Dec 7 US intelligence knew of the impending strike almost to the minute except for the location. However, there was a nonchalant air about the whole situation then, as if US wanted to wait for that firing of first shot.

    In April 2001, FBI was already aware of al-Qaeda’s presence and intelligence later revealed that official saudi people had advance knowledge of the coming strike, including possibly prince Bandar who was then in the US as ambassador.

    But immediately after the attack, saudi royal visitors were given permission to leave, indicating the plan was made in advance before the incidents happened. So not a surprise to the top levels in the US.

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